Brian Roger James

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 06/2021
  Compass Bank
  Birmingham, AL
• 12/2012 → 06/2021
  Bbva Wealth Solutions Inc.
  Fort Worth, TX
• 05/2013 → 06/2021
  Bbva Securities Inc.
  Fort Worth, TX
• 12/2012 → 06/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 06/2021 → Present
  Truist Investment Services, Inc.
  Southlake, TX
• 06/2021 → Present
  Truist Advisory Services, Inc.
  Southlake, TX

Previous Registrations

• 2012-12-21 → 2021-06-01
  Pnc Managed Account Solutions, Inc.
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
• 2009-10-23 → 2013-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Ft. Worth, TX
• 2002-02-07 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Arlington, TX
  Arlington, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-21
• S63 Uniform Securities Agent State Law Examination
  1994-12-23