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Eric B. B Soos

Ubs Financial Services Inc.

Florham Park, NJ

Long Beach Twp, NJ

Morristown, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-03-25
NY RA APPROVED 2021-11-08
FL RA APPROVED 2021-10-29
TX RA APPROVED_RES 2018-01-02
NJ RA APPROVED 2015-06-11
  • WI RA
    APPROVED
    Since 2022-03-25
  • NY RA
    APPROVED
    Since 2021-11-08
  • FL RA
    APPROVED
    Since 2021-10-29
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • NJ RA
    APPROVED
    Since 2015-06-11

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Long Beach Twp, NJ • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Srvices Inc. Florham Park NJ 06/2015 Present
  • 06/2015 → Present
    Ubs Financial Srvices Inc.
    Florham Park, NJ
Previous Registrations
Other Businesses

1. Morristown Beard School, School 7-12, General oversight of school, start date-11/1/2022, MorristownNew Jersey United States-07960.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 1995-05-31
  • S65 Uniform Investment Adviser Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    1995-05-31
Other Names
  • Eric B Soos

View on SEC IAPD

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