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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-10-10
  • SC RA
    APPROVED
    Since 2011-10-10

Branch Locations

583 72 Bypass Nw, Greenwood, SC 29646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Greenwood SC 10/2011 Present
Raymond James Financial Services Advisors Inc. Greenwood SC 10/2011 Present
Countybank Greenwood SC 10/2011 Present
Previous Registrations
  • 2004-12-10 → 2011-10-10
    Uvest Financial Services Group, Inc.
    Greenwood, SC
    Saluda, SC
    Newberry, SC
    Prosperity, SC
    Clinton, SC
    Abbeville, SC
    Calhoun Falls, SC
    Greenwood, SC
    Greenwood, SC
    Greenwood, SC
    Greenwood, SC
  • 2003-05-20 → 2004-11-04
    Scott & Stringfellow, Llc
    Greenwood, SC
Other Businesses

(1) Countybanc Investment Services Inc Address: 583 Bypass 72 NW, Greenwood, SC, 29649, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/11/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: NA Address: 103 Ashford Pl, Greenwood, SC, 29646, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/10/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-06
S63 Uniform Securities Agent State Law Examination 1994-12-23
  • S65 Uniform Investment Adviser Law Examination
    1996-11-06
  • S63 Uniform Securities Agent State Law Examination
    1994-12-23
Other Names
  • Philip R Jr Nickles

View on SEC IAPD

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