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7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-19 |
Branch Locations
2100 Ross Avenue, Suite 1200, Dallas, TX 75201 • United States
7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Companies, Llc | Dallas | TX | 01/2011 | Present |
| Lockton Financial Advisors, Llc | Dallas | TX | 03/2011 | Present |
LOCKTON COMPANIES, LLC, 2100 ROSS AVENUE, SUITE 1200, DALLAS TX 75201. LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. I SPEND BETWEEN 1 AND 10 HOURS PER MONTH IN GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS. LOCKTON INVESTMENT ADVISORS, LLC; 2100 ROSS AVENUE, SUITE 1200, DALLAS, TX 75201. APPROXIMATELY 2 HOURS PER MONTH ARE SPENT PROVIDING INVESTMENT ADVISORY SERVICES THROUGH LOCKTON INVESTMENT ADVISORS, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-27 |
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