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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-06-08 |
| MD | RA | APPROVED | 2020-09-30 |
| TX | RA | APPROVED | 2020-09-30 |
| VA | RA | APPROVED | 2020-09-30 |
Branch Locations
Georgetown, SC • United States
1021 E. Cary Street Suite 1000, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 07/1997 | 09/2020 |
| Bank Of America, N.A. | Richmond | VA | 12/2009 | 09/2020 |
| Janney Montgomery Scott Llc | Richmond | VA | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-05 |
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