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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-08
  • FL RA
    APPROVED
    Since 2022-12-08

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 04/2013 10/2017
Ubs Financial Services Inc. Weehawken NJ 10/2017 11/2022
Raymond James Financial Services, Inc. St. Petersburg FL 11/2022 Present
Raymond James Financial Services Advisors, Inc St. Petersburg FL 11/2022 Present
Previous Registrations
  • 2017-11-21 → 2022-11-21
    Tampa, FL
    Weehawken, NJ
  • 2013-04-22 → 2017-10-23
    Tampa, FL
    Fort Mill, SC
    Fort Mill, SC
    Tampa, FL
    San Diego, CA
    Tampa, FL
    Tampa, FL
  • 2013-01-03 → 2013-04-17
    Orlando, FL
    Atlanta, GA
  • 2010-04-07 → 2012-07-19
    Jhs Capital Advisors, Llc
    Dubuque, IA
    Little Rock, AR
    Little Rock, AR
    Jacksonville, FL
    Sarasota, FL
    Maitland, FL
    Natchez,, MS
    Staten Island, NY
    Staten Island, NY
    Aventura, FL
    Miami, FL
    Tampa, FL
    Melville, NY
    Tampa, FL
    Tampa, FL
    Boca Raton, FL
    New York, NY
    Austin, TX
    Boca Raton, FL
    Houston, TX
    Santa Maria, CA
    New York, NY
    Tampa, FL
    Charleston, SC
    Bloomington, MN
    Leawood, KS
  • 2008-08-15 → 2009-10-30
    Colonial Asset Management Inc
    Tampa, FL
    Montgomery, AL
  • 2004-10-12 → 2008-06-13
    Banc Of America Investment Services, Inc.
    Tampa, FL
    Tampa, FL
  • 2004-09-13 → 2004-09-30
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1995-02-17
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1995-02-17

View on SEC IAPD

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