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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| CA | RA | APPROVED | 2023-10-03 |
Branch Locations
655 N. Central Avenue 17Th Floor, Glendale, CA 91203 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Advisors | Glendale | CA | 05/2011 | 09/2023 |
| Osaic Wealth, Inc. | Glendale | CA | 09/2023 | 10/2023 |
| Kestra Investment Services, Llc | Glendale | CA | 10/2023 | Present |
| Kestra Advisory Services, Llc | Glendale | CA | 10/2023 | Present |
Business Name: FINANCIAL POINTE POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 655 N. Central Avenue, 17th Floor, Glendale CA 91203 DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: BISCAYNE WEALTH MANAGEMENT, INC. POSITION: Owner NATURE: Pass Through Entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 655 N. Central Avenue, 17th Floor, Glendale CA 91203 DESCRIPTION: Banking and credit for the business; file annual tax returns
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-25 |
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