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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
CA RA APPROVED 2023-10-03
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • CA RA
    APPROVED
    Since 2023-10-03

Branch Locations

655 N. Central Avenue 17Th Floor, Glendale, CA 91203 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Advisors Glendale CA 05/2011 09/2023
Osaic Wealth, Inc. Glendale CA 09/2023 10/2023
Kestra Investment Services, Llc Glendale CA 10/2023 Present
Kestra Advisory Services, Llc Glendale CA 10/2023 Present
  • 05/2011 → 09/2023
    Sagepoint Financial Advisors
    Glendale, CA
  • 09/2023 → 10/2023
    Glendale, CA
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Glendale, CA
  • 10/2023 → Present
    Glendale, CA
Previous Registrations
  • 2023-09-01 → 2023-10-06
    Glendale, CA
  • 2011-05-16 → 2023-09-01
    Osaic Services, Inc.
    Newbury Park, CA
    Glendale, CA
  • 2005-06-22 → 2011-05-17
    Next Financial Group, Inc.
    Glendale, CA
    Glendale, CA
  • 2001-06-18 → 2005-07-11
    Associated Planners Investment Advisory Inc
    Pasadena, CA
  • 2002-07-01 → 2005-06-24
    Pasadena, CA
Other Businesses

Business Name: FINANCIAL POINTE POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 655 N. Central Avenue, 17th Floor, Glendale CA 91203 DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: BISCAYNE WEALTH MANAGEMENT, INC. POSITION: Owner NATURE: Pass Through Entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 655 N. Central Avenue, 17th Floor, Glendale CA 91203 DESCRIPTION: Banking and credit for the business; file annual tax returns

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-07
S63 Uniform Securities Agent State Law Examination 1995-01-25
  • S65 Uniform Investment Adviser Law Examination
    2001-02-07
  • S63 Uniform Securities Agent State Law Examination
    1995-01-25
Other Names
  • Alek Krakovic
  • Aleksandar Nmn Krakovic

View on SEC IAPD

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