Gary Dean Poling

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Raymond James Financial Services, Inc.
  Lakewood, CO
• 04/2009 → Present
  True North Capital Group
  Lakewood, CO
• 05/2009 → Present
  Raymond James Finaicial Services Advisors, Inc
  Lakewood, CO

Previous Registrations

• 2001-04-26 → 2009-05-21
  Citigroup Global Markets Inc.
  Broomfield, CO
  Broomfield, CO

Other Businesses

(1)Name of Business: True North Capital Group Address: 1746 Cole Blvd, Ste 330, Lakewood, CO 80401, Lakewood, CO, 80401, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 04/01/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: oversee payroll and employees

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-12-28
• S65 Uniform Investment Adviser Law Examination
  1994-12-28