Best Investors Account Sign in
Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-12-13
  • CO RA
    APPROVED
    Since 2016-12-13

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

7000 E. Belleview Ave., Suite 260, Greenwood Village, CO 80231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Terry Hall & Associates Littleton CO 03/2003 Present
Srs Capital Advisors, Inc. Denver CO 05/2016 Present
  • 03/2003 → Present
    Terry Hall & Associates
    Littleton, CO
  • 05/2016 → Present
    Srs Capital Advisors, Inc.
    Denver, CO
Previous Registrations
  • 2003-07-17 → 2016-12-12
    Acacia Investment Advisors, Llc
    Highlands Ranch, CO
  • 2000-02-11 → 2003-04-15
    Denver, CO
Other Businesses

CONSULTING BUSINESS TO VETERINARY PRACTICE OWNERS. TERRY HALL & ASSOCIATES. THE ADDRESS IS 10082 GLENSTONE CIRCLE, HIGHLANDS RANCH, CO, 80130. THIS BUSINESS COACHES VETERINARY PRACTICE OWNERS TO KEEP THEIR PRACTICE FINACIALLY HEALTHY AND PROVIDE QUALITY VETERINARY SERVICES. TERRY HALL IS THE OWNER AND SOLE PROPRIETOR. HE DEVOTES 80% OF HIS WORK WEEK TO THIS BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-12
S63 Uniform Securities Agent State Law Examination 1995-02-22
  • S65 Uniform Investment Adviser Law Examination
    1998-11-12
  • S63 Uniform Securities Agent State Law Examination
    1995-02-22
Designations

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor