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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-04 |
Branch Locations
201 N. Constitution Dr., Aurora, IL 60506 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clear Perspective Advisors, Llc | Aurora | IL | 07/2011 | 12/2021 |
| Ausdal Financial Partners, Inc. | Davenport | IA | 07/2011 | 12/2021 |
| Hightower Advisors | Chicago | IL | 12/2021 | Present |
DUNHAM FUND; AURORA, IL; PRIVATE FOUNDATION; DIRECTOR/BOARD OF ADVISORS; 04/06; 25 HOURS PER MONTH - 5-10 HOURS DURING TRADING HOURS.NOT INVESTMENT RELATED. PAID BY MEETING ATTENDED IN ADDITION TO A QUARTERLY FEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-30 |
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