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Steven David Vale

Key Investment Services LLC

Brooklyn, OH

Alliance, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-03-29
  • OH RA
    APPROVED
    Since 2016-03-29

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

960 West State, Alliance, OH 44601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Pepper Pike OH 03/2016 Present
Previous Registrations
  • 2014-10-16 → 2016-03-24
    The Huntington Investment Company
    Canton, OH
    Massillon, OH
    Canton, OH
    Canton, OH
    Canal Fulton, OH
    Canton, OH
    Louisville, OH
  • 2013-10-28 → 2014-10-01
    Pnc Wealth Management Llc
    Massillon, OH
    Minerva, OH
    Canton, OH
    Navarre, OH
    Canton, OH
    Canton, OH
  • 2013-04-29 → 2013-05-17
    Firstmerit Advisors, Inc.
    Akron, OH
  • 2007-05-10 → 2013-04-25
    Key Investment Services Llc
    Canton, OH
    Canton, OH
    Uniontown, OH
    Canton, OH
  • 2007-01-03 → 2007-05-07
    Edward Jones
    Stow, OH
  • 2002-04-15 → 2006-06-12
    Natcity Investments, Inc.
    Cleveland, OH
    Akron, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-31
S63 Uniform Securities Agent State Law Examination 1999-07-14
  • S65 Uniform Investment Adviser Law Examination
    2001-07-31
  • S63 Uniform Securities Agent State Law Examination
    1999-07-14

View on SEC IAPD

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Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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