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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-03 |
| AZ | RA | APPROVED | 2025-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Scottsdale | AZ | 03/2010 | 10/2025 |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AZ | 03/2010 | 10/2025 |
| Raymond James Financial Services | Trapper Creek | AK | 06/2025 | 10/2025 |
| Raymond James Financial Services Advisors, Inc. | Trapper Creek | AK | 06/2025 | 10/2025 |
| Lpl Financial | Phoenix | AZ | 10/2025 | Present |
1.10/2025 - LTC ENTERPIRSE - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 160 Hour(s)/Month - 8-5 Hour(s) During Trading - PHOENIX, AZ 85032 - OBA Start Date: 03/01/2010 2.10/2025 - Rental Property - Real Estate Rental - Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Anchorage, AK 99577 - OBA Start Date: 07/01/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-27 |
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