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Daniel Charles Estes

Pin Oak Investment Advisors Inc

Houston, TX

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Current Employers
Pin Oak Investment Advisors Inc

510 Bering Drive Ste 100, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-07
  • TX RA
    APPROVED
    Since 2011-01-07

Branch Locations

510 Bering Drive Ste 100, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pin Oak Investment Advisors, Inc Houston TX 09/2010 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Designations
Other Names
  • Danny Estes
  • Daniel Charles Estes
  • Danny Charles Estes
  • Dan Estes

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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