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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-25
PA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2017-01-25
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1605 East Market Street, York, PA 17403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. York PA 04/2000 Present
Raymond James Financial Services Advisors, Inc York PA 01/2009 Present
Miller & Gay Investment Management York PA 04/2000 Present
Other Businesses

(1)Name of Business: Jeffrey A Gay CFP Address: 1605 E Market St, York, PA, 17403-1258, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Support Company providing payroll and benefits for employees in support of work as a Raymond James Financial Services branch (Jeffrey A Gay, Branch Manager) I serve as a Financial Advisor, advising clients, providing insurance products, and account services. (2)Name of Business: Jeffrey A Gay, CFP Address: 1605 E Market St, York, PA, 17403, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/17/2000 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Licensed Assistant. Customer Service. (3)Name of Business: Miller & Gay Investment Mgmt Address: 1605 E Market St, York, PA, 17403-1258, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/16/2000 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed assistant to Jeffrey A Gay

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-16
S63 Uniform Securities Agent State Law Examination 1995-02-21
  • S65 Uniform Investment Adviser Law Examination
    2005-11-16
  • S63 Uniform Securities Agent State Law Examination
    1995-02-21
Other Names
  • Vivian Louise Towson
  • Vivian Louise Dehoff
  • Vivian Louise Taylor
  • Vivian Dowdell
  • Vivian Louise Dowdell

View on SEC IAPD

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