Frederick Paul Cardinale

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → 09/2025
  Avantax Investment Services, Inc.
  Lutz, FL
• 11/1997 → 09/2025
  Avantax Advisory Services
  Lutz, FL
• 06/2009 → Present
  Cardinale Financial Group, Llc
  Lutz, FL
• 02/2016 → 09/2025
  Avantax Insurance Agency, Llc
  Lutz, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lutz, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Lutz, FL

Previous Registrations

• 2010-04-08 → 2025-09-05
  Avantax Advisory Services
  Lutz, FL
• 2006-06-05 → 2007-12-31
  Avantax Advisory Services
  Jamestown, NY

Other Businesses

1) Cardinale Financial Group, LLC 3914 Flatiron Loop, Suite 101~Wesley Chapel~FL~33544~Tax Preparation/Accounting~Owner/Sole Proprietor~6/1/2009~80hrs~60hrs~Managing, accounting, tax preparation 2) RENTAL PROPERTY POSITION: Owner NATURE: Rental residential real estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 3023 CORDOBA RANCH BLVD, LUTZ FL 33559 DESCRIPTION: Property repairs and maintenance, Tenant approval, Lease Agreement management, Accounting 3) Oak Ridge Professional Park Owners Assn, Inc.; Treasurer; Board Position/Officer; NIR; 2; 01/01/2019; 16630 N Dale Mabry Hwy Tampa FL 33618; Attending the annual meeting. Working with the management firm as the need arises regarding budget and administration matters.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-09
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Designations

• Certified Financial Planner
• Personal Financial Specialist