Michael Irving Pinkston

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Springfield, MO
• 07/2011 → Present
  Bank Of America, N.A.
  Springfield, MO

Previous Registrations

• 2005-08-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Springfield, MO
  Springfield, MO
• 2001-02-27 → 2005-08-29
  Morgan Stanley Dw Inc.
  Kansas City, MO

Other Businesses

I*9663FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: OZARKS FOOD HARVESTINVESTMENT RELATED: NADDRESS OF BUSINESS:SPRINGFIELD, MISSOURI 65802NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/1/2007NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: CURRENTLY SERVE AS PRESIDENT OF BOARD OF DIRECTORES FOR OZARKS FOOD HARVEST. DUTIES INCLUDE REVIEW FINANCIALS FOR NON-PROFIT, HELP WITH GUIDANCE FOR LOCAL FOOD BANK TO HELP FEED THE HUNGRY, FUNDRAISING, PROVIDE LEADERSHIP IN MONTHLY BOARD MEETINGSI*106058For profit or not for profit: Non-Profit OrganizationName of outside business organization: SW Missouri Humane SocietyInvestment related: NAddress of business:Springfield, Missouri 65803Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 4/3/2017Number of hours devoted: 3 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Humane Society provides Adoption and Services for dogs and cats in SW Missouri. My role will be to serve on Board of Directors where our primary tasks are fundraising and general support of the organizationI*376799For profit or not for profit: For-Profit OrganizationName of outside business organization: Wooley Valley Ranch, LLCInvestment related: NAddress of business:Springfield, Missouri 65809Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 5/1/2013Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Wooley Valley Ranch is only a farm property that I own with 3 other parties. We recently created an LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-02
• S63 Uniform Securities Agent State Law Examination
  1994-12-29