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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | New York | NY | 05/2013 | 09/2023 |
| Pgim, Inc. | Newark | NJ | 10/2023 | Present |
| Prudential Investment Management Services Llc | Newark | NJ | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-28 |
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