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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-13 |
| TX | RA | APPROVED | 2023-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 12/2017 |
| Ameriprise Financial Services, Inc | Dallas | TX | 12/2018 | 03/2023 |
| Unemployed | Dallas | TX | 12/2017 | 04/2018 |
| Milliman | Dallas | TX | 04/2018 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-09 |
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