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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2007-04-04
TX RA APPROVED_RES 2007-03-20
  • GA RA
    APPROVED
    Since 2007-04-04
  • TX RA
    APPROVED_RES
    Since 2007-03-20

Branch Locations

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Macon GA 03/2007 Present
Bank Of America, N.A. Macon GA 11/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-13
S63 Uniform Securities Agent State Law Examination 1995-01-09
  • S65 Uniform Investment Adviser Law Examination
    1995-01-13
  • S63 Uniform Securities Agent State Law Examination
    1995-01-09

View on SEC IAPD

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