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Terrence Edward Herr

Herr Capital Management LLC

Chicago, IL

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Current Employers
Herr Capital Management Llc

10231 S. Western Avenue Suite 1A, Chicago, IL 60643 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-16
TX RA APPROVED 2019-04-04
IN RA APPROVED 2012-09-20
IL RA APPROVED 2000-06-06
  • PA RA
    APPROVED
    Since 2022-09-16
  • TX RA
    APPROVED
    Since 2019-04-04
  • IN RA
    APPROVED
    Since 2012-09-20
  • IL RA
    APPROVED
    Since 2000-06-06

Branch Locations

10231 S. Western Avenue Suite 1A, Chicago, IL 60643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herr Capital Management Llc Chicago IL 03/2000 Present
American Portfolios Financial Services, Inc. Chicago IL 03/2010 Present
  • 03/2000 → Present
    Chicago, IL
  • 03/2010 → Present
    American Portfolios Financial Services, Inc.
    Chicago, IL
Previous Registrations
  • 1998-03-09 → 2010-03-16
    Fsc Securities Corporation
    Lake Barrington, IL
    Normal, IL
    Naperville, IL
    Normal, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1.100% OF HERR CAPITAL MANAGEMENT, LLC WHICH IS A REGISTERED INVESTMENT ADVISORY FIRM IN THE STATE OF ILLINOIS. THE LLC WAS INCORPORATED ON MARCH 3, 2000 APPROXIMATELY 90% OF MY TIME IS DEVOTED TO THE INVESTMENT ADVISORY. I AM AVAILABLE DURING OFFICE AND MARKET HOURS FOR ANY REQUEST RELATED TO BROKER-DEALER ACTIVITIES AND/OR OTHER BUSINESS ACTIVITIES. 2. INSURANCE OFFERED AS AN INDEPENDENT AGENT. APPROXIMATELY 5-10% OF MY TIME IS DEVOTED TO INSURANCE SALES and other activities. address location: 10231 S Western Ave STE 1A, Chicago, Il 60643 3. HERR CAPITAL MANAGEMENT, NOT INVESTMENT RELATED, 4550 W 103rd Street Oak Lawn, IL 60453, OWNER, START DATE:01/01/1994, 0-40 HR/MO,0-4 HR/TD,SELL FIXED INSURANCE PRODUCTS. 4. PROTECTEDIRA.COM SELLS FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE, LTC, ANNUITIES. IT DOES NOT SELL ANY EQUITY INDEX OR VARIABLE PRODUCTS NON SECURITIES RELATED START JULY 2011. OWNER BY HERR CAPITAL MANAGEMENT LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-01
S63 Uniform Securities Agent State Law Examination 1994-12-29
  • S65 Uniform Investment Adviser Law Examination
    1998-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-12-29
Designations
Other Names
  • Terry Herr

View on SEC IAPD

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