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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

3715 Columbus Ave, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schaefer Printy Associates Sandusky OH 06/1994 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Tnt Enterprises Llc Sandusky OH 12/2024 Present
Sharky Limousine Service Llc Sandusky OH 12/2024 Present
  • 06/1994 → Present
    Schaefer Printy Associates
    Sandusky, OH
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
  • 12/2024 → Present
    Tnt Enterprises Llc
    Sandusky, OH
  • 12/2024 → Present
    Sharky Limousine Service Llc
    Sandusky, OH
Previous Registrations
  • 1999-12-07 → 2004-01-01
    Vestax Securities Corporation
    Sandusky, OH
Other Businesses

1.NAME OF OTHER BUSINESS: SCHAEFER PRINTY ASSOCIATES ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15 - 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15-20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 2120 KARL ANN DR, SANDUSKY, OH, 44870, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2001, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT, RENTAL INCOME; 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 2802 SWEETBRIAR DR, SANDUSKY, OH, 44870, NATURE OF BUSINESS: REAL ESTATE, START DATE: 04/2020, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT, RENTAL INCOME; 4. NAME OF OTHER BUSINESS: S.P.A. FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 06/1994; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15-20; APX NUMBER OF HOURS DURING TRADING HOURS 15-20:; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES, TAX PREPARATION; 5. NAME OF OTHER BUSINESS: S.P.A. FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15-20; APX NUMBER OF HOURS DURING TRADING HOURS 15-20:; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES, TAX PREPARATION; 6. NAME OF OTHER BUSINESS: SCHAEFER PRINTY ASSOCIATES INSURANCE BROKERAGE AND FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15-20; APX NUMBER OF HOURS DURING TRADING HOURS 15-20:; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES, TAX PREPARATION; 7. NAME OF OTHER BUSINESS: TNT ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: PROPERTY MANAGEMENT; 8. NAME OF OTHER BUSINESS: SHARKY LIMOUSINE SERVICE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TRANSPORTATION; START: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; DUTIES: OPERATIONS & ADMINISTRATIVE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-04
  • S63 Uniform Securities Agent State Law Examination
    1995-05-04

View on SEC IAPD

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