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Shea James Murphy

Valic Financial Advisors, Inc.

Edina, MN

CRD 2565686

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-07-21
WI RA APPROVED 2022-01-24
AZ RA APPROVED 2021-07-14
MN RA APPROVED 2014-01-30
  • SD RA
    APPROVED
    Since 2026-07-21
  • WI RA
    APPROVED
    Since 2022-01-24
  • AZ RA
    APPROVED
    Since 2021-07-14
  • MN RA
    APPROVED
    Since 2014-01-30

Branch Locations

7650 Edinborough Way Suite 320, Edina, MN 55435 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Edina MN 01/2011 Present
Agia Houston TX 12/2022 Present
  • 01/2011 → Present
    Valic Financial Advisors
    Edina, MN
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-20
S63 Uniform Securities Agent State Law Examination 1994-12-06
  • S65 Uniform Investment Adviser Law Examination
    1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1994-12-06

View on SEC IAPD

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