Miles Bruce Kessler

Current Employers

Employment History

• 05/2002 → Present
  Kessler & Associates, Inc.
  Englewood, CO
• 02/2011 → 10/2018
  Royal Alliance Associates
  Lakewood, CO
• 10/2018 → Present
  Kestra Investment Services, Llc
  Lakewood, CO
• 10/2018 → Present
  Kestra Advisory Services, Llc
  Lakewood, CO

Previous Registrations

• 2011-02-09 → 2018-10-11
  Osaic Wealth, Inc.
  Lakewood, CO
  Littleton, CO
  Lakewood, CO

Other Businesses

Name: MBK Arts Investment Related: No Address: 5995 S. Kenton Street Englewood CO 80111 Nature of Business: Other Other/None of the Above DBA does not currently earn income, but could in the future. Activities are those associated with the visual art creations of Miles B. Kessler. Position, Title or Relationship: sole proprietor Start Date: 8/4/2015 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: at own discretion involves the creation of works of art, but has no obligation to create such works. Name: Personal Benefit Financial (PBF Advisors) Investment Related: Yes Address: 870 Kipling Street, Suite A Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Other/None of the Above see 2.39 Position, Title or Relationship: investment representative Start Date: 8/15/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: comprehensive financial plan development, analysis, recommendations. insurance and portfolio review. retirement education. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy. Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisory Representative Start Date: 9/15/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory Representative Name: Kessler & Associates, Inc. Investment Related: Yes Address: 5995 S. Kenton Street Englewood CO 80111 Nature of Business: Insurance Position, Title or Relationship: President and sole owner; insurance agent/broker. Start Date: 5/15/2002 Hours/month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide primarily fixed life, fixed annuities, long-term care, and some accident and health insurance products to prospects and existing clients through IMOs and/or directly with insurers. Target market is federal employees, but also have clients outside of this market niche. NAME: PERSONAL BENEFIT ADVISORY POSITION: CFP, IAR, RIA, NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 11/01/2025 ADDRESS: 870 Kipling Street, Suite A, Lakewood CO 80215, United States DESCRIPTION: investment and insurance needs analysis, recommendations; Insurance and securities portfolio analysis; retirement education; employee benefits analysis. NAME: PERSONAL BENEFIT FINANCIAL POSITION: IAR NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/15/2018 ADDRESS: 870 Kipling Street, Lakewood CO 80215, United States DESCRIPTION: comprehensive financial plan development, analysis, recommendations. insurance and portfolio review. retirement education.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-01-24

Designations

Other Names

• Miles B Kessler