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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2024-05-30 |
Branch Locations
Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lenox Advisors, Inc. | Stamford | CT | 10/2002 | Present |
| Mml Investors Services, Llc | Stamford | CT | 01/1996 | Present |
| Massmutual Life Insurance Company | Stamford | CT | 03/1994 | Present |
| Barclays Capital Inc. | New York | NY | 09/2016 | 12/2016 |
(1) NAME: ABBE LARGE / LENOX ADVISORS INC, INV REL: Y, ADD: 281 TRESSER BLVD, SUITE 1004 STAMFORD CT 06901, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 03/18/2024, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH. (2) NAME: BUFFALO ENTERPRISES 11, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: MANAGING MEMBER, OWNER START DATE: 08/02/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 1 DUTIES: OVERSEE REAL ESTATE HOLDINGS AND RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-03 |
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