Suzanne Winona Berringer

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Hightower Advisors, Llc
  Mclean, VA
• 07/2011 → Present
  Hightower Securities, Llc
  Mclean, VA

Previous Registrations

• 2009-06-01 → 2011-07-25
  Morgan Stanley
  Vienna, VA
  Mclean, VA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Vienna, VA
• 2006-08-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Vienna, VA
• 2004-09-20 → 2006-08-16
  Citigroup Global Markets Inc.
  Bethesda, MD
  Bethesda, MD
• 2004-05-10 → 2004-09-21
  Morgan Stanley Dw Inc.
  Bethesda, MD

Other Businesses

NOTARY - INVESTMENT RELATED - NOTARIZE ACCOUNT DOCUMENTS - 1 HR A MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-06
• S63 Uniform Securities Agent State Law Examination
  1996-10-31