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Robert Michael Sargent

Robert W. Baird & Co. Incorporated

Fairfax, VA

Ashburn, VA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-03
TX RA APPROVED 2024-10-10
VA RA APPROVED 2024-10-10
  • FL RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2024-10-10
  • VA RA
    APPROVED
    Since 2024-10-10

Branch Locations

12500 Fair Lakes Circle Suite 325, Fairfax, VA 22033 • United States

20130 Lakeview Center Plaza Suite 400, Ashburn, VA 20147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services, Llc Fairfax VA 04/2014 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 10/2024
Baird Fairfax VA 10/2024 Present
  • 04/2014 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 10/2024
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 10/2024 → Present
    Baird
    Fairfax, VA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-28
S65 Uniform Investment Adviser Law Examination 2010-06-23
  • S63 Uniform Securities Agent State Law Examination
    2025-10-28
  • S65 Uniform Investment Adviser Law Examination
    2010-06-23
Designations
Other Names
  • Robert Michael Sargent
  • Robert M Sargent

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

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