Charles Albert Hall

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fort Lauderdale, FL
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL
• 10/2020 → Present
  Raymond James Financial Services, Inc.
  Boca Raton, FL
• 10/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Boca Raton, FL
• 10/2020 → Present
  Arthur Rottenstein Llc
  Boca Raton, FL

Previous Registrations

• 2007-08-27 → 2020-10-06
  Wells Fargo Clearing Services, Llc
  Pompano Beach, FL
  Pompano Beach, FL
  Fort Lauderdale, FL
  Coconut Creek, FL
  Pompano Beach, FL
  Margate, FL
  Boca Raton, FL
  Boca Raton, FL
  Fort Lauderdale, FL
  Coral Springs, FL
  Sunrise, FL
  Pompano Beach, FL
  Fort Lauderdale, FL
  Pompano Beach, FL
  Pompano Beach, FL
  Coconut Creek, FL
  Fort Lauderdale, FL
  Coconut Creek, FL
  Plantation, FL
  Pompano Beach, FL
  Coconut Creek, FL
  Coral Springs, FL
  Coconut Creek, FL

Other Businesses

(1)Name of Business: C3 Wealth Management, LLC Address: 301 E Yamato Rd Ste 3160, Boca Raton, FL, 33431, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 10/02/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Created LLC for flow through tax purposes. (2) Name of Business: Boca Raton Financial Planners Address: 301 Yamato Road, Suite 3160, Boca Raton, FL, 33431, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: NO Start Date: 04/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-23
• S63 Uniform Securities Agent State Law Examination
  1995-07-07

Other Names

• Charles Albert Hall
• Chuck Hall