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404 Kiva Court Suite G, Santa Fe, NM 87505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-18 |
| MN | RA | APPROVED | 2023-06-23 |
Branch Locations
Ham Lake, MN • United States
319 Barry Avenue South Suite 210, Wayzata, MN 55391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-04-16 |
Branch Locations
319 Barry Avenue South Suite 210, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Feltl And Company | Wayzata | MN | 06/2013 | 01/2019 |
| Rocket Capital Management Llc | Wayzata | MN | 02/2019 | Present |
| Market Gauge Asset Management Llc | Ham Lake | MN | 12/2022 | Present |
Rocket Capital Management LLC; Investment Related; Wayzata, Minnesota; Senior Vice President of Investments; 02/2019;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-28 |
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