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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
  • FL RA
    APPROVED
    Since 2025-02-03

Branch Locations

6555 North Federal Hwy, Ft Lauderdale, FL 33308 • United States

2601 S Bayshore Dr Suite 201, Coconut Grove, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Miami FL 10/2020 Present
Suntrust Investment Services, Inc. Atlanta GA 10/2020 Present
Suntrust Miami FL 06/2013 08/2018
Suntrust Miami FL 08/2018 11/2018
Suntrust Miami FL 12/2018 10/2020
Suntrust Advisory Services, Inc Atlanta GA 11/2020 03/2021
Truist Advisory Services, Inc. Atlanta GA 03/2021 Present
First Citizens Bank Miami FL 11/2024 Present
First Citizens Investor Services Raleigh NC 11/2024 Present
  • 10/2020 → Present
    Suntrust Bank
    Miami, FL
  • 10/2020 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 06/2013 → 08/2018
    Suntrust
    Miami, FL
  • 08/2018 → 11/2018
    Suntrust
    Miami, FL
  • 12/2018 → 10/2020
    Suntrust
    Miami, FL
  • 11/2020 → 03/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 03/2021 → Present
    Atlanta, GA
  • 11/2024 → Present
    First Citizens Bank
    Miami, FL
  • 11/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: owner NATURE: Rental Property located in Daytona Beach, FL 32114 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2006 ADDRESS: Daytona Beach FL, United States DESCRIPTION: Responsible for mortgage payments, assessments, dues, taxes and insurance. A property manager handles any tenant needs or repair requests. ALEXANDER OUTDOORS, INC. POSITION: President NATURE: The business is a family safety and emergency preparedness consultation service. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2017 ADDRESS: Miami FL, United States DESCRIPTION: - Personal/Family Safety and Sporting Goods The Honors College Dean's Advisory Board (DAB) is made up of a group of community leaders from different sectors and industries dedicated to the mission and principles of the Honors College. Members contribute their support, wisdom, and expertise to shape, enrich, and sustain the Honors College and its programs. Members serve as ambassadors to the community and support fundraising to advance the goals of the Honors College and to heighten the visibility of the Honors College in the community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2023 ADDRESS: Miami FL, United States DESCRIPTION: Contribute to the Honors College via support, wisdom, and expertise to shape, enrich, and sustain the Honors College and its programs. I will serve as an ambassador to the community and support fundraising to advance the goals of the Honors College and to heighten the visibility of the Honors College in the community. TERRA HOSTING, LLC POSITION: Trustee NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 1 START DATE: 01/30/2026 ADDRESS: 4100 S 175 E, Star City IN 46985, United States DESCRIPTION: Terra Hosting, LLC is a Fort Lauderdale, FL based cryptocurrency mining hosting company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-26
S65 Uniform Investment Adviser Law Examination 2004-04-19
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S66 Uniform Combined State Law Examination
    2021-01-26
  • S65 Uniform Investment Adviser Law Examination
    2004-04-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28

View on SEC IAPD

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