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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-01-31 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
* 330384- The Fiesta Bowl; Investment related No; Scottsdale, Arizona; Children/Youth, Civic/Community, Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); April 2018; During business hours: 0; After business hours: 2; Fundraising, Administrative 2. INSTITUTE OF MANAGEMENT ACCOUNTS - BOARD MEMBER. 3. NATIONAL FOOTBALL LEAGUE - ARIZONA SUPER BOWL HOST COMMITTEE; SPONSOR LIAISON; GLENDALE, AZ; 1/2015; 0 HOURS DURING BUSINESS; NON INVESTMENT RELATED 4. *329479 - 17423 47th STREET, LLC; Investment related-Yes; Glendale, Arizona; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0; After business hours: 0; Passive position *379448- 923 Paseo LLC; Investment related: Yes; Glendale, Arizona; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 0; advise when asked, passive *483625- 17858 Pinnacle Vista, LLC; Investment related- Yes; Glendale, Arizona; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 0; Passive position
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-06 |
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