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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | La Crosse | WI | 11/2013 | 11/2016 |
| Wells Fargo Bank Na | La Crosse | WI | 04/2015 | 04/2017 |
| Wells Fargo Clearing Services, Llc | La Crosse | WI | 11/2016 | 04/2017 |
| Bmo Bank Na | Marshfield | WI | 04/2017 | Present |
| Lpl Financial Llc | Marshfield | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Harris Bank - Investment Related - At Reported Business Location(s) 2) 03/04/2021 - Financial Institution Duty - BMO Bank NA - Investment Related - At Reported Business Location(s) - Start Date 04/17/2017 3) 03/04/2021 - Notary - BMO Bank - Investment Related - At Reported Business Location(s) - Start Date 04/17/2017 - 1 hour per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-17 |
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