Ernesto Esqueda

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-06
AZ	RA	APPROVED	2022-01-28

TX RA
APPROVED_RES

Since 2022-06-06
AZ RA
APPROVED

Since 2022-01-28

Branch Locations

Casa Grande, AZ • United States

251 E Cottonwood Ln Ste F, Casa Grande, AZ 85122 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Casa Grande	AZ	02/1994	Present
Pfs Investments Inc.	Casa Grande	AZ	10/1994	Present

02/1994 → Present

Primerica Financial Services

Casa Grande, AZ
10/1994 → Present

Pfs Investments Inc.

Casa Grande, AZ

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-15
S63	Uniform Securities Agent State Law Examination	1994-12-23

S65 Uniform Investment Adviser Law Examination

2012-02-15
S63 Uniform Securities Agent State Law Examination

1994-12-23

View on SEC IAPD