Bradford Miguel Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-09-09
TX	RA	APPROVED	2021-09-09

TN RA
APPROVED

Since 2021-09-09
TX RA
APPROVED

Since 2021-09-09

Branch Locations

Talbott, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Temecula	CA	01/2014	09/2021
Lpl Financial, Llc	Talbott	TN	09/2021	Present

01/2014 → 09/2021

Edward Jones

Temecula, CA
09/2021 → Present

Lpl Financial, Llc

Talbott, TN

Previous Registrations

2014-03-04 → 2021-09-10

Edward Jones

St Louis, MO

Temecula, CA

Temecula, CA

Other Businesses

1. 8/2021 - DBA for LPL Business (entity for LPL business) - Lakeside Wealth Management - Investment Related - Talbott, TN 37877 2. 11/14/2022 - Self Directed IRA - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 12/19/2022 - 10 Hours Per Month/0 Hours During Securities Trading 3. 04/23/2024 - Other - Vacant Land Investment Purchase - Owner - Investment Related - Start Date 05/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-28

S66 Uniform Combined State Law Examination

2014-02-28

Other Names

Brad Smith

View on SEC IAPD