Mark Ray Clark

Employer firm

Prestige Advisors Inc. CRD 319102

79 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
TAX PLANNING AND PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Prestige Advisors Inc.

6710 Professional Parkway West Suite 305, Sarasota, FL 34240 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-23

FL RA
APPROVED

Since 2022-08-23

Branch Locations

6710 Professional Parkway West Suite 305, Sarasota, FL 34240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Bradenton	FL	04/1994	12/2019
Wealth Planning And Design Llc	Sarasota	FL	04/2015	12/2019
Wealth Planning And Design Llc	Sarasota	FL	06/2019	12/2019
Legacy Financial Advisors, Inc	Covington	KY	12/2019	03/2022
Prestige Advisors, Inc.	Lakewood Ranch	FL	06/2022	Present
Prestige Planning Inc.	Lakewood Ranch	FL	08/2017	Present

04/1994 → 12/2019

Self Employed

Bradenton, FL
04/2015 → 12/2019

Wealth Planning And Design Llc

Sarasota, FL
06/2019 → 12/2019

Wealth Planning And Design Llc

Sarasota, FL
12/2019 → 03/2022

Legacy Financial Advisors, Inc

Covington, KY
06/2022 → Present

Prestige Advisors, Inc.

Lakewood Ranch, FL
08/2017 → Present

Prestige Planning Inc.

Lakewood Ranch, FL

Previous Registrations

2020-01-24 → 2022-03-08

Legacy Financial Advisors, Inc.

Lakewood Ranch, FL
2015-12-17 → 2019-12-12

Wealth Planning And Design Llc

Sarasota, FL
2015-03-05 → 2016-03-28

Nepsis Advisor Services, Inc.

Sarasota, FL
2012-04-13 → 2015-08-04

Nepsis, Inc.

Bradenton, FL

Minneapolis, MN
2010-03-04 → 2010-06-21

Girard Securities, Inc.

Sarasota, FL

Boca Raton, FL
2003-10-08 → 2010-03-11

Qa3 Financial Llc

Sarasota, FL

Omaha, NE

Sarasota, FL

Other Businesses

Prestige Planning, LLC; non-investment-related; 6311 Atrium Dr Suite 206, Lakewood Ranch FL 34202; Risk Management Agency - Fixed Insurance, Property & Casualty; Managing Member; August 1, 2017; approx. 80% of my time is spent on fixed insurance planning. Lakewood Ranch Community Foundation; non-investment-related; 2820 Manatee Ave West, Bradenton FL 34205; Donor Advised Fund that grants money to local 501(c)(3) organizations; Advisory Board Member responsible for reviewing and approving grant applications; October 1, 2021; approx. 2hrs/month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-03-24
S65	Uniform Investment Adviser Law Examination	2003-07-14

S63 Uniform Securities Agent State Law Examination

2004-03-24
S65 Uniform Investment Adviser Law Examination

2003-07-14

Designations

Certified Financial Planner

Other Names

Mark R Clark

View on SEC IAPD