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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-07-23
  • TN RA
    APPROVED
    Since 2018-07-23

Branch Locations

Thompsons Station, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Champaign IL 04/2012 12/2016
The Prudential Insurance Company Of America Champaign IL 04/2012 12/2016
Unemployed Mahomet IL 12/2016 03/2017
Unemployed Brentwood TN 03/2017 08/2017
Guardian Life Insurance Co Of America Brentwood TN 06/2017 11/2017
Park Avenue Securities, Llc Brentwood TN 10/2017 11/2017
Money Concepts Capital Corp Spring Hill TN 12/2017 06/2018
Gwfs Equities, Inc. Nashville TN 07/2018 Present
  • 04/2012 → 12/2016
    Champaign, IL
  • 04/2012 → 12/2016
    The Prudential Insurance Company Of America
    Champaign, IL
  • 12/2016 → 03/2017
    Unemployed
    Mahomet, IL
  • 03/2017 → 08/2017
    Unemployed
    Brentwood, TN
  • 06/2017 → 11/2017
    Guardian Life Insurance Co Of America
    Brentwood, TN
  • 10/2017 → 11/2017
    Brentwood, TN
  • 12/2017 → 06/2018
    Spring Hill, TN
  • 07/2018 → Present
    Gwfs Equities, Inc.
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-12
S63 Uniform Securities Agent State Law Examination 2012-05-09
  • S65 Uniform Investment Adviser Law Examination
    2012-07-12
  • S63 Uniform Securities Agent State Law Examination
    2012-05-09
Other Names
  • Thad Wells

View on SEC IAPD

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