Jonathan G Brown

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-04-23
CT	RA	APPROVED	2006-02-13

TX RA
APPROVED_RES

Since 2008-04-23
CT RA
APPROVED

Since 2006-02-13

Branch Locations

500 Cummings Ctr, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2005	Present
Bank Of America, N.A.	Boston	MA	08/2009	Present

10/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
08/2009 → Present

Bank Of America, N.A.

Boston, MA

Other Businesses

I*136315 For profit or not for profit: Non-Profit Organization Name of outside business organization: Middleton Girls Youth Softball Association Investment related: N Address of business: Middleton, Massachusetts 1949 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 2/23/2021 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: i'm on the board for middleton girls youth softball town program association. Its a non-profit and I volunteer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-10

S66 Uniform Combined State Law Examination

2006-02-10

View on SEC IAPD