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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-03-25 |
| NH | RA | APPROVED | 2017-03-25 |
| VT | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Marlboro | VT | 07/2016 | Present |
| Mml Investors Services, Llc | Marlboro | VT | 03/2017 | Present |
| Msi Financial Services | Brattleboro | VT | 07/2016 | 03/2017 |
Name: Restless Kind Management, LLC Inv rel: Y Add: 54 Staver Rd, PO Box 107, Marlboro, VT 05344 Nature: Songwriting and Musician Position: Owner Start date: 06/10/2024 No. HR/MO: 10 No. HR/MO dur trading: 0 Describe duties: Creating music and collaborating with others to create music.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-07 |
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