Valerie Garcia Houts

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2011 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 1999-10-18 → 2002-08-14
  Robertson Stephens, Inc.
  San Francisco, CA

Other Businesses

I*2062313, Entity Type Fiduciary, Name of OBA: C R G Trust Address: Parker, Arizona, 85344 Investment Related: No Position, Title, Association: Co/Trustee Employee Start Date:19/Nov/2007 No Hours: 1 monthly No Hours during trading: 0 Duties: I*3097291 Entity Type: N/A Name of OBA:V.L.G Address:Port Angeles Washington Investment Related:No Position, Title, Association:Power of Attorney Start Date:11/01/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Power of Attorney for Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-17
• S63 Uniform Securities Agent State Law Examination
  1995-01-10

Other Names

• Valerie L Garcia
• Valerie Lynn Garcia
• Valerie Garcia Houts
• Valerie Garcia Houts
• Valerie G Houts