Wesley Brent Kaufman

Employer firm

Heartwood Wealth Advisors, LLC CRD 300273

$1.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 06/2019
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA
• 06/2019 → Present
  Heartwood Wealth Advisors Llc
  Richmond, VA

Previous Registrations

• 2013-02-22 → 2019-06-06
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA
• 1995-02-16 → 2013-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
  Richmond, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-07
• S63 Uniform Securities Agent State Law Examination
  1995-01-24

Designations

• Certified Financial Planner

Other Names

• Wesley B Kaufman