Michael S Kelly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA

Previous Registrations

• 2010-12-09 → 2012-04-24
  Waddell & Reed
  Brea, CA
• 2005-05-10 → 2009-01-05
  Choreo, Llc
  Irvine, CA
• 2003-07-01 → 2004-11-18
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
• 2002-04-15 → 2003-07-01
  Prudential Equity Group, Llc
  Baltimore, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-07-27

Other Names

• Mike Kelly
• Michael Sanford Jr Kelly
• Michael Sanford Kelly
• Michael Sanford Kelly