Tara Scott Flax

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 11/2016
  Wells Fargo Advisors Llc
  Princeton, NJ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Princeton, NJ
• 01/2022 → Present
  Ubs Financial Services.iNc
  Wilmington, NJ

Previous Registrations

• 2013-07-09 → 2022-01-21
  Wells Fargo Clearing Services, Llc
  Princeton, NJ
  Summit, NJ
  Short Hills, NJ
• 2004-07-26 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2016-11-05
• S63 Uniform Securities Agent State Law Examination
  1995-01-14

Other Names

• Tara Scott