Neil Brian Greenberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 07/2020
  Investacorp Inc
  Miami Lakes, FL
• 07/2009 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Coral Springs, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Coral Springs, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Coral Springs, FL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Coral Springs, FL
• 2009-08-21 → 2020-07-17
  Investacorp Advisory Services Inc
  Coral Springs, FL
• 2009-05-02 → 2009-05-11
  Chase Investment Services Corp.
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Deerfield Beach, FL
• 2005-04-18 → 2009-05-02
  Wamu Investments, Inc.
  Boca Raton, FL
  Boca Raton, FL
  Deerfield Beach, FL
  Boca Raton, FL
  Deerfield Beach, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1. DBA - Liberty United Financial Inc. 2. LIBERTY UNITED FINANCIAL INC. POSITION: PRESIDENT NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2009 ADDRESS: 5524 NW 58TH AVE, CORAL SPRINGS FL 33067 DESCRIPTION: INSURANCE PRODUCTS SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-14
• S63 Uniform Securities Agent State Law Examination
  2000-04-27