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Inactive

Maria A Fuentes

Allworth Financial, L.P.

Sacramento, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-07
  • TX RA
    APPROVED
    Since 2020-01-07

Branch Locations

8775 Folsom Blvd. Suite 100, Sacramento, CA 95826 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raa Dallas TX 04/2008 Present
Allworth Financial, L.P. Sacramento CA 01/2020 Present
Previous Registrations
  • 2008-04-29 → 2020-01-07
    Raa
    Addison, TX
  • 2006-09-26 → 2008-04-21
    Raa Wealth Management, Llc
    Dallas, TX
  • 1995-04-17 → 2006-10-02
    Retirement Advisors Of America
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-20
S65 Uniform Investment Adviser Law Examination 1994-11-04
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    1994-11-04
Other Names
  • Maria Fuentes
  • Maria Amparo Fuentes

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
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LPL FINANCIAL LLC · SACRAMENTO, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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