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Current Employers
Transition Financial Advisors Group, Llc

Gilbert, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
AZ RA APPROVED 2023-12-06
TX RA APPROVED 2021-12-10
  • FL RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2023-12-06
  • TX RA
    APPROVED
    Since 2021-12-10

Branch Locations

Gilbert, AZ • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transition Financial Advisors Group, Inc. Miami FL 05/2011 Present
  • 05/2011 → Present
    Transition Financial Advisors Group, Inc.
    Miami, FL
Previous Registrations
  • 2003-07-18 → 2011-05-20
    The Enrichment Group, Inc.
    Miami, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-31
  • S63 Uniform Securities Agent State Law Examination
    1997-03-31
Designations

View on SEC IAPD

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