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International Assets Investment Management, LLC CRD 144426
$2.57B regulatory AUM 42 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-05 |
Branch Locations
12 North Route 17 Suite 204A, Paramus, NJ 07652 • United States
111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | 09/2022 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2007 | 09/2022 |
| Nationwide Planning Associates | Paramus | NJ | 09/2022 | 10/2022 |
| International Assets Investment Management, Llc | Orlando | FL | 10/2022 | Present |
1) SIGNATURE FINANCIAL GROUP, LLC dba ERIC AFACAN 12 N. ROUTE 17, SUITE 204A, PARAMUS, NJ 07652 - PRIVATE LABEL ENTITY FOR FINANCIAL AND INSURANCE BUSINESS - MANAGING MEMBER SINCE 1/2007 - APPROX 160 HRS/MO - SALARY AND DISTRIBUTIONS 2) COMMONS AT RIDGEWOOD HOA 12 CARRIAGE LANE, RIDGEWOOD, NJ 07450 - HOA PRESIDENT SINCE 10/2022 - APPROX 4 HRS/MO - NO COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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