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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-08-13
  • MA RA
    APPROVED
    Since 2021-08-13

Branch Locations

30 Braintree Hill Office Park Suite 202, Braintree, MA 02184 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Financial Advisors, Llc Braintree MA 10/2015 05/2021
Lpl Financial, Llc Braintree MA 10/2015 Present
Great Valley Advisor Group, Inc. Braintree MA 05/2021 Present
  • 10/2015 → 05/2021
    Us Financial Advisors, Llc
    Braintree, MA
  • 10/2015 → Present
    Lpl Financial, Llc
    Braintree, MA
  • 05/2021 → Present
    Great Valley Advisor Group, Inc.
    Braintree, MA
Previous Registrations
  • 2015-10-19 → 2021-06-03
    U.S. Financial Advisors
    Wilmington, DE
  • 2007-01-24 → 2015-10-16
    East Wareham, MA
    North Attleboro, MA
    North Easton, MA
    Plymouth, MA
    North Easton, MA
    Plymouth, MA
    Middleboro, MA
    Pembroke, MA
    Plymouth, MA
    Kingston, MA
    Plymouth, MA
    Kingston, MA
    Marshfield, MA
    Bridgewater, MA
    Marshfield, MA
    Pembroke, MA
    Halifax, MA
    Kingston, MA
    Whitman, MA
    Plymouth, MA
    Plymouth, MA
  • 2004-10-20 → 2007-01-30
    Banc Of America Investment Services, Inc.
    Scituate, MA
    Marshfield, MA
    Marshfield, MA
    Hyannis, MA
    Hingham, MA
  • 2003-07-31 → 2004-10-20
    Quick & Reilly, Inc.
    Cohasset, MA
Other Businesses

1. 5/25/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 01/08/2024 - Great Valley Advisor Insurance Brokers - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Producer - Started: 10/23/2023 - 10 Hrs/Mo; 5 Hrs During Trading. 3. 01/31/2024 - US Wealth Quirk - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/06/2020 - 160 Hours Per Month During Securities Trading. 4. 01/31/2024 - US Wealth Management Quirk - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/06/2020 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-30
S63 Uniform Securities Agent State Law Examination 1994-12-13
  • S65 Uniform Investment Adviser Law Examination
    1998-10-30
  • S63 Uniform Securities Agent State Law Examination
    1994-12-13

View on SEC IAPD

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