Ben Curtis Smith

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Fairfax, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Fairfax, VA

Other Businesses

Independent Insurance Brokering; Mutual of Omaha; 01/01/1998; / Prudential; 01/01/2002; . Business Ownership; OPM, Inc.; Oversee financial reporting and payables; Entity established to manage lease obligations and office suite services for Ameriprise franchise operations; 4100 Monument Corner Dr, Ste 410, Fairfax, VA, 22030; Not Investment-Related; 04/01/2000; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Pro Bono Financial Education; Volunteer financial educator and presenter for the Medical Society of Virginia through Virtual presentations and meetings.; 3201 Jermantown Rd, Ste 575, Fairfax, VA, 22030; Not Investment-Related; 06/27/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-27
• S63 Uniform Securities Agent State Law Examination
  1995-01-18

Other Names

• B Curtis Smith