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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-08-06 |
| TX | RA | APPROVED | 2012-08-03 |
Branch Locations
610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States
Costa Mesa, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Newport Beach | CA | 08/2012 | Present |
| City National Bank | Newport Beach | CA | 02/2019 | Present |
(1) RENO COVENANT GROUP, LLC; ADDRESS: 6395 SOUTH MCCARRAN BOULEVARD RENO, NV 89511; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 02/01/2013; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) OVERLAND VIEW; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 04/25/2008; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) CIVIC VIEW; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 07/10/2008; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 4) NAME OF ENTITY: Valley Home LLC ADDRESS: 130 Valley Home Ave, La Habra, CA 90631 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Apartment Building - Rentals START DATE: 03.20.21 CAPACITY: Owner - Passive DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-02 |
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