Timothy Ralph Bockhold

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Rbc Capital Markets, Llc
  Newport Beach, CA
• 02/2019 → Present
  City National Bank
  Newport Beach, CA

Previous Registrations

• 2008-01-01 → 2012-08-06
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Irvine, CA
  St. Louis, MO
  Irvine, CA

Other Businesses

(1) RENO COVENANT GROUP, LLC; ADDRESS: 6395 SOUTH MCCARRAN BOULEVARD RENO, NV 89511; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 02/01/2013; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) OVERLAND VIEW; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 04/25/2008; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) CIVIC VIEW; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 07/10/2008; CAPACITY: OWNER - PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 4) NAME OF ENTITY: Valley Home LLC ADDRESS: 130 Valley Home Ave, La Habra, CA 90631 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Apartment Building - Rentals START DATE: 03.20.21 CAPACITY: Owner - Passive DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-08
• S63 Uniform Securities Agent State Law Examination
  1995-02-02

Other Names

• Tim Ralph Bockhold
• Timothy R Bockhold