John A Malcolm

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-10-23

NJ RA
APPROVED

Since 2018-10-23

Branch Locations

Chatham, NJ • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Retirement Advisors	Morristown	NJ	06/2008	11/2016
Unemployed	Chatham	NJ	11/2016	10/2018
Gwn Securities, Inc.	Palm Beach Gardens	FL	10/2018	Present

06/2008 → 11/2016

Aig Retirement Advisors

Morristown, NJ
11/2016 → 10/2018

Unemployed

Chatham, NJ
10/2018 → Present

Gwn Securities, Inc.

Palm Beach Gardens, FL

Previous Registrations

2008-06-30 → 2016-11-17

Valic Financial Advisors, Inc.

Berkeley Heights, NJ
2006-08-03 → 2008-06-20

Cuna Brokerage Services, Inc.

Marlboro, MA

Other Businesses

Independent agent for Life, Accident, Health, Sickness, LTC. Start date 11/2016; not investment related; approx 2 hours/month 0 hours per month during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-03-11

S63 Uniform Securities Agent State Law Examination

1995-03-11

Designations

Certified Financial Planner

Other Names

John Albert Malcolm

View on SEC IAPD