Lanh Nguyen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2022
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 02/2023 → Present
  J.P. Morgan Securities Llc
  Dallas, TX
• 02/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Dallas, TX
• 12/2022 → 01/2023
  Unemployed
  Dallas, TX

Previous Registrations

• 2015-12-04 → 2022-11-17
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  Dallas, TX
  Dallas, TX
• 2012-10-29 → 2015-12-04
  Barclays Capital Inc.
  Dallas, TX
  New York, NY
  Dallas, TX

Other Businesses

Effective 2/27/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-27
• S63 Uniform Securities Agent State Law Examination
  2000-02-04

Other Names

• Lanh Thi-Mong Nguyen
• Lanh Nguyen
• Lanh Mong Nguyen